UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 2, 2020
INTELLINETICS, INC.
(Exact name of Registrant as specified in its charter)
Nevada | 000-31671 | 87-0613716 | ||
(State or other jurisdiction | (Commission | (I.R.S Employer | ||
of incorporation) | File Number) | Identification No.) |
2190 Dividend Dr., Columbus, Ohio | 43228 | |
(Address of principal executive offices) | (Zip code) |
Registrant’s telephone number, including area code: (614) 388-8908
Intellinetics, Inc.
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions (see General Instruction A.2. below):
[ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
[ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
[ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
[ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Name of each exchange on which registered | |||
None | N/A |
Securities registered pursuant to Section 12(g) of the Act: Common Stock, $0.001 par value
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item 5.02 | Departure of Directors or Certain Officers; Election of Officers; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
On September 2, 2020, Intellinetics, Inc. (the “Company”) awarded the following grants of incentive stock options to certain executive officers of the Company, with an exercise price equal to $4.00:
Name | Title | Incentive Stock Option Grant | ||||
James F. DeSocio | President and Chief Executive Officer | 25,000 | ||||
Matthew L. Chretien | Secretary and Chief Strategy Officer | 20,000 | ||||
Joseph D. Spain | Treasurer and Chief Financial Officer | 20,000 |
All of the options are subject to annual vesting over a 4-year period ending on September 1, 2024. In addition to the time-based vesting, 50% of the options are subject to performance-based vesting.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
INTELLINETICS, INC. | ||
By: | /s/ James F. DeSocio | |
James F. DeSocio | ||
President and Chief Executive Officer | ||
Dated: September 9, 2020 |