UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
(
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
(Exact name of Registrant as specified in its charter)
| (State or other jurisdiction | (Commission | (I.R.S Employer | ||
| of incorporation) | File Number) | Identification No.) |
| (Address of principal executive offices) | (Zip code) |
Registrant’s
telephone number, including area code:
Intellinetics, Inc.
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions (see General Instruction A.2. below):
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | ||
| |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| None | INLX | N/A |
Securities registered pursuant to Section 12(g) of the Act: Common Stock, $0.001 par value
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging
growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
EXPLANATORY NOTE
On April 1, 2022, Intellinetics, Inc., a Nevada corporation (the “Company” or “Intellinetics”), filed a Current Report on Form 8-K (the “Initial Form 8-K”) to disclose the acquisition by the Company of substantially all the assets of Yellow Folder, LLC, a Texas limited liability company (“Yellow Folder”). The information previously disclosed and reported in the Initial Form 8-K is hereby incorporated by reference into this Current Report on Form 8-K/A (Amendment No. 1). Intellinetics is filing this Current Report on Form 8-K/A (Amendment No. 1) solely for the purpose of amending Item 9.01 of the Initial Form 8-K to file the financial information required by Items 9.01(a) and 9.01(b), as permitted by Items 9.01(a)(4) and 9.01(b)(2) of Form 8-K. No other changes have been made to the Initial Form 8-K.
| Item 2.01 | Completion of Acquisition or Disposition of Assets. |
On April 1, 2022, the Company acquired substantially all the assets of Yellow Folder, as reported and disclosed in the Initial Form 8-K. See the “Explanatory Note” above.
| Item 9.01 | Financial Statements and Exhibits |
| (a) | Financial Statements of Business Acquired. | |
The audited financial statements of Yellow Folder as of December 31, 2021, and for the year then ended, and the report of GBQ Partners LLC, independent registered public accounting firm, thereon, are filed herewith as Exhibit 99.1 and incorporated herein by reference. | ||
The unaudited financial statements of Yellow Folder as of March 31, 2022 and 2021, and for the three-month periods then ended, are filed herewith as Exhibit 99.2 and incorporated herein by reference. | ||
| (b) | Pro Forma Financial Information. | |
The unaudited pro forma condensed combined financial statements of Intellinetics, reflecting the acquisition of Yellow Folder as of December 31, 2021, and for the one-year period then ended, and as of March 31, 2022, and for the three-month period then ended, are filed herewith as Exhibit 99.3 and incorporated herein by reference. Such unaudited pro forma condensed combined financial statements are not necessarily indicative of the operating results or financial position that actually would have been achieved if the acquisition had been in effect on the dates indicated or that may be achieved in future periods, and should be read in conjunction with the financial statements of Intellinetics and Yellow Folder. |
| (d) | Exhibits |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| INTELLINETICS, INC. | ||
| By: | /s/ Joseph D. Spain | |
| Joseph D. Spain | ||
| Treasurer and Chief Financial Officer | ||
| Dated: June 15, 2022 | ||